Landmark Advisers Inc (Simsbury)


Landmark Advisers Inc is a related adviser based in Simsbury. It manages $7.86 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Connecticut.

Landmark Advisers provides portfolio management for pooled investment vehicles and fund of funds. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Landmark Advisers: assets under management

The assets under management (AUM) of Landmark Advisers Inc is $7.86 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -99% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $7.86 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $7.86 million each.
Landmark Advisers has custody of $7.86 million in cash and securities for 1 client in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Landmark Advisers Inc for their services and products based on performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Francisco Lopes Borges serves?

The only and largest group of clients of Francisco Lopes Borges is pooled investment vehicles with 1 clients and $7.86 million of assets under management. Among the 1 most similar advisory firms, Landmark Advisers has the 0th lowest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $7.86 million for 1 clients. None of the firm’s clients are foreign persons or businesses.

Landmark Advisers also advises several private funds. Namely, one private equity fund.

Careers at Landmark Advisers Inc

The company employs 101 people that are either part- or full-time employees. 55 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Francisco Lopes Borges has been acting as President since 1 Jul 2005. Antoinette Cecilia Lazarus joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Timothy Leonard Haviland Vice president, secretary, treasurer, director 1 Oct 1991 Other 4360908
Stanley F Alfeld President, director 1 Oct 1991 25% - 50% 4360902
Timothy L Haviland Vice president, treasurer, secretary, director 1 Oct 1991 Other 4360908
Stanley Fred Alfeld President, director 1 Oct 1991 25% - 50% 4360902
Brent R Nicklas Vice president, director 1 Jan 1992 25% - 50% 4360916
John Archibald Griner Vice president, director 1 Jan 1992 Other 600835
James Patrick Mcconnell Vice president, director 1 Oct 1995 Other 4360918
James P Mcconnell Vice president 1 Oct 1995 Other 4360918
Francisco L Borges Vice president 1 Sep 2003 Other 4377647
Francisco Lopes Borges Vice president 1 Sep 2003 Other 4377647
Clementina Emilia Stpierre Vice president 1 Oct 2004 Other 4938014
Francisco Lopes Borges President 1 Jul 2005 Other 4377647
Landmark Partners Inc. Shareholder 1 Jul 2005 25% - 50% 06-1284156
Antoinette Cecilia Lazarus Chief compliance officer 1 Dec 2006 Other 1532100

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Timothy Leonard Haviland President 1 Dec 1989 25% - 50% 4360908
Francisco Lopes Borges Chairman/ceo 1 Mar 1999 25% - 50% 4377647

Based in Simsbury

The principal office where Landmark Advisers Inc performs its advisory services is located at Attn: Antoinette Lazarus, Simsbury, CT 06070 2429, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 860-651-9760 or by fax 860-651-8890. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at landmarkpartners.com.