Teamvest Retirement Plan Services,LLC (Charlotte)


Teamvest Retirement Plan Services,LLC is a large advisory firm based in Charlotte. It manages $27.36 million of regulatory assets for 55 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of North Carolina.

Teamvest Retirement Plan Services provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.

Teamvest Retirement Plan Services: assets under management

The assets under management (AUM) of Teamvest Retirement Plan Services,LLC is $27.36 million. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $18.65 million in discretionary accounts and $8.72 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $517.93 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $458.9 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Teamvest Retirement Plan Services,LLC for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Teamvest Retirement Plan Services,LLC

John Vincent Stilley has been acting as President since 1 Nov 2000. Steven Allen Bucey joined the executive team most recently as the Director Of Finance.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
David Shawn Evans Shareholder 1 Nov 2000 Other 2023842
Gregory Hines Leekley Shareholder 1 Nov 2000 Other 2120377
Deborah Hough Pritchard Shareholder 1 Nov 2000 Other 4353528
John Vincent Stilley President 1 Nov 2000 Other 1711253
James Franklin Haun Shareholder 1 Nov 2000 Other 4353541
Steven Allen Bucey Director of finance 1 Feb 2001 Other 4382919

Based in Charlotte

The principal office where Teamvest Retirement Plan Services,LLC performs its advisory services is located at 11215 Rushmore Drive, Charlotte, NC 28277, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 704-944-7400 or by fax 704-944-7473. The normal business hours are 8:30 - 5:00 on Monday - Friday. You can find more information about the New York firm at www.team401k.com.