ALPhamark Advisors, LLC is a large advisory firm based in Ft. Wright. It manages $312.59 million of regulatory assets for 984 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdictions of Florida, Indiana, Kentucky, Ohio, and Texas.
ALPhamark Advisors provides financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for businesses and institutional clients. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of ALPhamark Advisors, LLC is $312.59 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 23% since the beginning of its operation, and $752.25 thousand of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay ALPhamark Advisors, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, investment companies, charitable organizations, high net worth individuals, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Michael Louis Simon is high net worth individuals with 77 clients and $180.81 million of assets under management. Among the 11 most similar advisory firms, ALPhamark Advisors has the 3rd lowest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $312.59 million for 396 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 1% of the firm’s clients are foreign persons or businesses.
ALPhamark Advisors doesn't advise any private funds.
The company employs 7 people that are either part- or full-time employees. 71 percent of the employees work as investment advisers or researchers. 5 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
ALPhamark Advisors, LLC is owned by Ted Joseph Funk. Michael Louis Simon has been acting as President since 1 Apr 1999. Stephanie L Allgeyer joined the executive team most recently as the Member/Owner.
The principal office where ALPhamark Advisors, LLC performs its advisory services is located at 810 Wright's Summit Parkway, Suite 100, Ft. Wright, KY 41011, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 859-957-1803 or by fax 859-957-1810. The normal business hours are 9:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at alphamarkadvisors.com.