The Financial Well, Inc. (Tampa)


The Financial Well, Inc. is an adviser based in Tampa. It manages $26.9 million of regulatory assets for 291 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Florida.

The Financial Well provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and selection of other advisers. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.

The Financial Well: assets under management

The assets under management (AUM) of The Financial Well, Inc. is $26.9 million. The firm's AUM has gone down by -4% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $17.7 million in discretionary accounts and $9.2 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $141.6 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $55.42 thousand.
The Financial Well has custody of $26.9 million in cash and securities for 95 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay The Financial Well, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at The Financial Well, Inc.

Jed Samuel Tanzer has been acting as President since 1 Aug 2005.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Kimberly Dianne Overman Chief executive officer 1 Mar 1998 75% - 100% 1360183
Jed Samuel Tanzer Director/shareholder 1 Aug 2005 Other 705479

Based in Tampa

The principal office where The Financial Well, Inc. performs its advisory services is located at 300 S. Hyde Park Avenue, Tampa, FL 33606, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 813-229-2000 or by fax 813-229-2005. The normal business hours are 9:00am - 5:00pm on Monday - Friday. You can find more information about the New York firm at www.thefinancialwell.com.