Lumen Advisors, LLC is an adviser based in San Franscisco. It manages $13.1 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdiction of California.
Lumen Advisors provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Lumen Advisors, LLC is $13.1 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -77% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Lumen Advisors, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
Simon E. Nocera has been acting as President since 1 Jun 2002. Gray Michael Clark joined the executive team most recently as the Chief Compliance Officer.
The principal office where Lumen Advisors, LLC performs its advisory services is located at One Ferry Building, San Franscisco, CA 94111, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 415-677-5931 or by fax 415-391-4510. The normal business hours are 7:30 am to 5:00 pm pacific time on Monday - Friday.