The Mutual Fund Store Omaha, LLC (Overland Park)


The Mutual Fund Store Omaha, LLC is a large advisory firm based in Overland Park. It manages $278.3 million of regulatory assets for 2,345 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdictions of Arizona, Colorado, Florida, and 6 other states.

The Mutual Fund Store Omaha provides financial planning services, portfolio management for individuals and small businesses, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

The Mutual Fund Store Omaha: assets under management

The assets under management (AUM) of The Mutual Fund Store Omaha, LLC is $278.3 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 168% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $278.3 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $118.68 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay The Mutual Fund Store Omaha, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at The Mutual Fund Store Omaha, LLC

Adam Stuart Bold has been acting as President since 1 Feb 2012. Raffaele Sadun joined the executive team most recently as the Chief Financial Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Llc Tmfs Holdings Sole member 1 Dec 2006 75% - 100% 43-1899520
Clifford Merril Brandt Chief compliance officer 1 Dec 2006 Other 1902051
Christopher Raymond Braudis President the mutual fund store-omaha, llc 1 Dec 2006 Other 3078442
Jon Peter Bentz Member/secretary 1 Dec 2006 Other 2224183
Jason Michael Black Member 1 Dec 2006 Other 2345172
Adam Stuart Bold Ceo 1 Dec 2006 Other 2246043
Clifford Merril Brandt Chief compliance officer 1 Feb 2007 Other 1902051
Douglas Alan Erbert Senior investment advisor 1 Feb 2007 Other 2243449
Christopher Raymond Braudis Vice president retail operations 1 Aug 2007 Other 3078442
Jon Peter Bentz Vice president company operations/secretary 1 Aug 2007 Other 2224183
Jason Michael Black Assistant vice president company operations/assistant secretary 1 Aug 2007 Other 2345172
Clifford Merril Brandt Chief compliance officer 1 Aug 2007 Other 1902051
Adam Stuart Bold Chairman 1 Aug 2007 Other 2246043
David Franklin Byers Chief executive officer 1 Aug 2007 Other 5336656
Chris Elliott Chief financial officer 1 Aug 2007 Other 5412543
Chris Eugene Elliott Chief financial officer 1 Aug 2007 Other 5412543
Christopher Raymond Braudis President 1 Jul 2008 Other 3078442
Adam Stuart Bold Chairman/chief executive officer 1 Jul 2008 Other 2246043
Adam Stuart Bold Chairman 1 Feb 2012 Other 2246043
John Bradley Bunch Chief executive officer 1 Feb 2012 Other 1908764
Jon Peter Bentz Vice president company operations 1 Feb 2012 Other 2224183
Chris Eugene Elliott Chief financial officer/secretary 1 Feb 2012 Other 5412543
Edward Richard Bloomberg Chief operating officer 1 Sep 2012 Other 4731417
Raffaele Sadun Chief financial officer 1 Sep 2014 Other 6417007

Indirect Owners

The SEC currently registers 7 indirect owners.

Name Entity Date acquired Ownership Employer ID
Adam Stuart Bold Active 1 Feb 2006 50% - 75% 2246043
Inc Tmfs Holdings Member 1 Feb 2006 75% - 100% 20-4305410
Adam S. Bold Trust Shareholder 1 Feb 2006 75% - 100% xxx-xx-xxxx
Llc Kansas City 727 Acquisition Member 1 Sep 2011 75% - 100% 45-3338790
Kansas City 727 Acquisition Corporation Member 1 Sep 2011 50% - 75% 45-3217452
L.P. Warburg Pincus Private Equity X Shareholder 1 Sep 2011 75% - 100% 26-0849130
L.P. Warburg Pincus X General partner 1 Sep 2011 Other 26-0403670

Based in Overland Park

The principal office where The Mutual Fund Store Omaha, LLC performs its advisory services is located at 7301 College Boulevard, Overland Park, KS 66210, which is also the mailing address of the firm. An additional office of the firm is in Omaha, NE. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 913-319-8100 or by fax 913-319-8181. The normal business hours are 8am-5pm on Monday - Friday. You can find more information about the New York firm at mutualfundstore.com/.