Guaranty Bank And Trust Company (Denver)


Guaranty Bank And Trust Company is a large advisory firm based in Denver. It manages $179.18 million of regulatory assets for 576 client accounts. It has been registered with the SEC as an adviser since 2013 and has operated in the jurisdictions of California, Colorado, Illinois, and Texas.

Guaranty Bank And Trust Company provides financial planning services, portfolio management for individuals and small businesses, and portfolio management for businesses and institutional clients. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Guaranty Bank And Trust Company: assets under management

The assets under management (AUM) of Guaranty Bank And Trust Company is $179.18 million, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.

The firm manages $179.18 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $311.08 thousand each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Guaranty Bank And Trust Company for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Guaranty Bank And Trust Company

Thomas Earl Meade has been acting as President since 1 Jan 2013. Guaranty Bank And Trust Company joined the executive team most recently as the Managing Member.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Guaranty Bank And Trust Company Managing member 1 Jan 2013 75% - 100% 84-0446144
Thomas Earl Meade President 1 Jan 2013 Other 330696
Nancy Lynn Taylor Chief compliance officer 1 Jan 2013 Other 6159075

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Guaranty Bancorp Shareholder 1 Dec 2004 75% - 100% 41-2150446

Based in Denver

The principal office where Guaranty Bank And Trust Company performs its advisory services is located at 250 Steele Street, Denver, CO 80206, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 303-370-0055 or by fax 303-370-0066. The normal business hours are 8:00am - 4:00pm on Monday - Friday. You can find more information about the New York firm at www.pcm-inc.com.